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SEC Form N-CEN

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This package includes all data coming from the SEC Form N-CEN, which includes security lending data, custodian info, and broker commissions.

Industry Domain:


Financial Markets

Publisher:


IHS Markit

Content Type:


Structured

Access/Delivery Methods:


REST, Python, S3 Proxy, SQL

Keywords

  • N-CEN
  • Custodian
  • Broker
  • Commission
  • Lending
  • Short
  • Fund
  • Security finance
  • Filing
  • Security lending
  • Security
Interested in this data? Download free data samples, dictionaries and documentation

Data Set

Dataset NameDataset DescriptionData FormatPublishing Frequency
Ncen FilingAnnual Report For Registered Investment Companies and include information like the chief compliance officer, location and Investment company.ParquetWeekday
Ncen Security LendingAct of loaning a stock, derivative or other security to an investor or firm including collateral manager.ParquetWeekday
Ncen SeriesShares offered by a Registrant that represent undivided interests in a portfolio of investments and that are preferred over all other Series of shares for assets specifically allocated to that Series.ParquetWeekday
Ncen BrokerFirm that charges a fee or commission for executing, buy and sell orders submitted by an investor including their location.ParquetWeekday
Ncen TransactionA transaction is an agreement between a buyer and a seller to exchange goods, services or financial instruments.ParquetWeekday
Ncen CustodianFinancial institution that holds customers' securities for safekeeping in order to minimize the risk of their theft or lossParquetWeekday
Ncen AdviserAn investment adviser for the reporting firm that is engaged in the business of providing investment advice to others or issuing reports or analyses regarding securities, for compensation.ParquetWeekday
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