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Integrated Reporting

Holistic regulatory reporting platform for cross-asset, multi-jurisdictional trade reporting

Reporting obligations across multiple regimes are becoming increasingly complicated, highly fragmented, and administratively burdensome. IHS Markit’s Integrated Reporting offers a one-stop solution to support transactions across all asset classes, including valuation and collateral reporting to multiple jurisdictions and key trade repositories. Our expansive coverage includes reporting for ASIC, Canada, CFTC, EMIR, HKMA, MAS and MiFID across credit, commodities, exchange traded derivatives, equities, foreign exchange and rates.

Download: Integrated Reporting factsheet

Following the acquisition of Cappitech and leveraging our existing regulatory reporting platforms, IHS Markit is committed to delivering a flexible, future-proof regulatory reporting solution that meets the fast-evolving needs of our clients, no matter the jurisdiction or regulation.

Learn more about our SFTR Solution

Learn more about Cappitech

Integrated Reporting integrates regulatory reporting with other post trade and compliance workflows - from data submission, management, reconciliation to monitoring - to create efficiencies for clients. Our fully flexible and customizable offering has been designed to meet existing and future derivatives reporting requirements. 

Integrated Reporting Framework Summary



Fireside chat: approaches to regulatory trade reporting

Integrated Reporting enables you to:

Access
Access

an unparalleled network

Increase efficiency
Increase efficiency

with streamlined processes

Connect
Connect

to major trade repositories and key jurisdictions

Reconcile reporting
Reconcile reporting

issues with full audit trail

Reduce risk
Reduce risk

of misreporting

Centralize
Centralize

exception management

Watch our Integrated Reporting video


Comprehensive coverage to support complex reporting obligations

6

OTC Derivatives Asset Classes + Exchange Traded Derivatives (ETD)
10

Jurisdictions in Scope
9

Trade Repository Integrations

Industry Awards

Integrated Reporting FAQ

What is regulatory reporting?

The mandatory submission of data in prescribed formats by financial institutions due to regulatory requirements including, for example transaction reporting to a trade repository for; ASIC, Canada, CFTC, EMIR, HKMA, MAS and MiFID. This data provides transparency to various regulators which allows them to perform their regulatory mandates which include; market abuse, competition and systemic risk. There are different regulatory reporting requirements, which must be submitted to the relevant regulatory bodies on a daily, monthly, quarterly, semi-annual and annual basis.

What is a trade repository?

A registered entity that collects and maintains records of transactions, such as The Depository Trust & Clearing Corporation (DTCC), Hong Kong Exchanges (HKEX) and CME Group. These electronic platforms act as registries of over-the-counter (OTC) derivatives, exchange traded derivatives, and securities financing transactions.

What is trade and transaction reporting?

Trade reporting focuses on ensuring public transparency and transaction reporting is used to provide more detailed transparency to regulators, which allows regulators to detect and prevent market abuse, and assess systemic risks.

What is the difference between EMIR and MiFID II reporting?

EMIR requires transaction details to be reported to trade repositories by both counterparties for both OTC and exchange traded derivatives. The trade repositories try to match transactions together based on Unique Transaction Identifiers (UTIs). The National Competent Authority's (NCAs) and central banks use this data to perform their regulatory oversight of systemic risk. MiFID II requires trade reporting to the public and transaction reporting to NCAs for equities, bonds, listed derivatives and OTC derivatives. The NCAs use this data to perform their regulatory oversight including market abuse and competition.

What is the difference between CFTC and Canadian reporting?

Both Canadian and the Commodity Futures Trading Commission (CFTC) require single sided transaction reporting with the obligation to report falling on the reporting counterparty which is typically the Derivatives Dealer in Canada and the Swap Dealer under CFTC. Unlike CFTC which has a single regime, Canadian reporting is split across 13 provinces and territories including Ontario Securities Commission, Manitoba Securities Commission and Authorite des marches financiers (Quebec). Different firms fall under the jurisdiction of different regulators based on several factors and often transactions need to be reported to multiple regulators within Canada.

What is reportable under MiFID II?

MiFID II requires trade reporting to the public and transaction reporting to National Competent Authority's (NCAs) for equities, bonds, listed derivatives and OTC derivatives. The NCAs use this data to perform their regulatory oversight including market abuse and competition.

What is EMIR transaction reporting?

EMIR requires transaction details to be reported to trade repositories by both counterparties for both OTC and exchange traded derivatives. The trade repositories try to match transactions together based on Unique Transaction Identifiers (UTIs). The National Competent Authority's (NCAs) and central banks use this data to perform their regulatory oversight of systemic risk.

Recent press releases/blogs/case studies:

Managing core challenges for trade reporting compliance in Asia

IHS Markit's Integrated Reporting Case Study: Brandywine Global Investment Management

Recent webinars

Webinar On-demand: Best Practices for Integrated Regulatory Reporting Across Multiple Jurisdictions
Listen Now

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Experts

Julian Chesser

He is responsible for the franchise across Asia Pacific, including all expansion into China and India. Mr. Chesser joined the firm in 2012 from Fidelity International, where he was COO for Fixed Income based in London. He was the Accountable Executive for a major technology re-stack including risk management and trading. He worked at J.P. Morgan from 1997 to 2002 in London, New York and Milan and was co-head of fixed income operations from 2000. Mr. Julian Chesser holds an LLB from the University of Warwick, UK, and completed his bar finals in London.

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Struan Lloyd

This includes Integrated Reporting, IHS Markit's global solution for cross-asset, multi-jurisdictional trade reporting. His responsibilities span strategy, sales and client relations globally. Mr Lloyd joined IHS Markit in 2019 from CME Group, where he was the Head of the APAC Trade Repository in Singapore. Before CME, Mr Lloyd was at DTCC in Singapore where he was APAC Head of Trade Repository sales and relationship management.

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Aaron Hallmark

Mr Hallmark has over twenty-five years of technology experience in cross-asset trading, clearing, risk management, and accounting. His experience in analysis, development, project management, and consulting spans the US, Canada, the Middle East, and Asia Pacific; it includes projects with clients such as J.P. Morgan Chase, HSBC, Citi Bank, Morgan Stanley, HKMA, SGX, China Construction Bank, and Industrial and Commercial Bank of China.Previously, Mr. Hallmark was CEO at Catena Technologies, where he initiated and developed the TRACE trade reporting business. This business was acquired by IHS Markit in April 2020. Prior to Catena Technologies, he spent more than nine years with Calypso Technology, a global financial software and services company focused on cross-asset trading, risk management, and processing. He led Calypso's Professional Services team for the Americas, then became Director of Professional Services, Asia South. Mr. Hallmark has extensive experience as a project manager and director, and in-depth systems delivery knowledge related to OTC and exchange-traded vanilla and derivative products trading, clearing, risk management, and back-office processing.Mr. Hallmark received a BS from Stanford University in Symbolic Systems with a concentration in Artificial Intelligence, as well as an MBA from the University of Southern California's Marshall School of Business.

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Igor Kaplun

Mr. Kaplun has deep expertise in OTC derivatives, G20 regulatory reporting and post trade services.Prior to joining IHS Markit, Mr. Kaplun spent 11 years at CME, most recently as Head of the North America Trade Repository business. In his early career at CME he worked in the data business focusing on data monetization, strategy, licensing and distribution.Mr. Kaplun holds a Bachelor's in Business Administration and Master's in International Business from the University of Florida.

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