Automate the collection of subscription documents and manage data integrations for purposes of fulfilling onboarding and compliance monitoring obligations.
A heightened focus in recent years on regulatory compliance obligations within the financial industry has significantly increased the burden on funds and fund administrators with respect to managing investor onboarding and ongoing due diligence compliance monitoring. This increase in regulatory burden has also affected the investor’s experience, with a real impact on client-facing relationships.
Electronic Subscription Documents (eSubDocs) enables your fund administrators to obtain subscription materials electronically, centralize them and integrate a “golden source” of investor data for fulfilling multiple compliance obligations, including tax, CRS, FATCA, IGAs, and AML/KYC. eSubDocs provides both investors and funds with a collaborative work space in which to complete and manage the subscription process, thus reducing data discrepancies and duplicate requests around regulatory due diligence. Our administrative console allows funds to monitor investor progress, review investor materials, and bulk counter-sign subscription agreements at close.
eSubDocs provides a better client on-boarding experience and reduces the possibility of data discrepancies that trigger due diligence concerns and duplicate documentation requests.