Whitepaper: Financial Regulation: A playbook for COOs and CCOs

There is no disputing that today's financial markets are a marvel of technological innovation. However, alongside this growth in technology has been equal growth in complexity to manage it all - and to satisfy regulators.

The speed at which transactional data must safely travel worldwide - across a web of financial institutions, exchanges, clearinghouses, intermediaries and data repositories - has required firms to shift more resources to operations and compliance. Chief operating and compliance officers are facing exponentially growing challenges including:

  • Keeping up with technological advancements and shifting regulatory requirements
  • Whether to buy, build or somewhere in between
  • Improving reporting accuracy and efficiency to reduce costs
  • Acquiring accurate and timely data that is easily managed and secure
  • Balancing operational and risk management resources with a single approach to monitor and manage onboarding, data security and third-party software
  • Implementing a harmonized approach to manage and keep abreast of reporting regulations and compliance challenges
  • The ability to expand and contract resources and services as needed while ensuring expertise across jurisdictions
  • Access to a single source of trusted, accurate and validated corporate actions data

In this whitepaper, our Risk & Compliance Managed Services experts outline the steps you can take and what to keep an eye out for when looking for an end-to-end outsourced managed service.

Visit our Risk and Regulatory Managed Services webpage

Download Whitepaper

Download our complimentary Whitepaper to gain insight on the steps to take when looking for an end-to-end outsourced managed service.

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